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1.15 Proof by induction, contradiction and counterexampleIB Maths: Analysis and Approaches HL: Revision notes

Section 1

The structure of a proof by induction

Mathematical induction proves a statement P(n)P(n) for every n∈Z+n \in \mathbb{Z}^{+} (or every integer from some starting value).

  1. Basis: show P(1)P(1) is true.
  2. Assumption: assume P(k)P(k) is true for some k∈Z+k \in \mathbb{Z}^{+}.
  3. Inductive step: using the assumption, show P(k+1)P(k+1) is true.
  4. Conclusion: 'P(1)P(1) is true, and P(k)P(k) true implies P(k+1)P(k+1) true, so P(n)P(n) is true for all n∈Z+n \in \mathbb{Z}^{+} by mathematical induction.'

IB markschemes award the final R mark only if the basis and inductive step are both done properly, so always write the full conclusion.

Key termsmathematical inductionbasisinductive step
Common mistake

Writing 'let n=kn = k' instead of 'assume P(k)P(k) is true'. You are assuming, not setting a value.

Exam tip

Write down the target P(k+1)P(k+1) before you start the inductive step so you know exactly what to aim for.

Section 2

Induction in different contexts

  • Sums: add the (k+1)(k+1)th term to the assumed sum, then factorise: k(k+1)(k+2)3+(k+1)(k+2)=(k+1)(k+2)(k+3)3\frac{k(k+1)(k+2)}{3} + (k+1)(k+2) = \frac{(k+1)(k+2)(k+3)}{3}.
  • Divisibility: to show 5n−15^{n} - 1 is divisible by 4, assume 5k−1=4m5^{k} - 1 = 4m, then 5k+1−1=5(5k)−1=5(4m+1)−1=20m+4=4(5m+1)5^{k+1} - 1 = 5(5^{k}) - 1 = 5(4m + 1) - 1 = 20m + 4 = 4(5m + 1).
  • Differentiation: differentiate the assumed nnth derivative, e.g. f(k)(x)=2k−1(2x+k)e2xf^{(k)}(x) = 2^{k-1}(2x + k)e^{2x} gives f(k+1)(x)=2k(2x+k+1)e2xf^{(k+1)}(x) = 2^{k}(2x + k + 1)e^{2x}.
  • Complex numbers: De Moivre's theorem — multiply cis⁡(kθ)\operatorname{cis}(k\theta) by cis⁡θ\operatorname{cis}\theta and use compound angle identities.
Key termsdivisibility
Exam tip

For divisibility, rewrite the assumption as 5k=4m+15^{k} = 4m + 1 and substitute — it avoids messy algebra.

Section 3

Proof by contradiction

In a proof by contradiction you assume the statement is false and show this leads to something impossible.

Irrationality of 53\sqrt[3]{5}: assume 53=pq\sqrt[3]{5} = \frac{p}{q} in lowest terms. Then p3=5q3p^{3} = 5q^{3}, so 5 divides pp (5 is prime); write p=5mp = 5m, giving q3=25m3q^{3} = 25m^{3}, so 5 divides qq — contradicting lowest terms. The same method proves 3\sqrt{3} irrational.

Rational + irrational is irrational: if a+b=mna + b = \frac{m}{n} with a=pqa = \frac{p}{q} rational, then b=mq−npnqb = \frac{mq - np}{nq} would be rational — contradiction.

Euclid: infinitely many primes: assume there are finitely many, p1,p2,…,pnp_1, p_2, \ldots, p_n. Then N=p1p2⋯pn+1N = p_1p_2\cdots p_n + 1 leaves remainder 1 when divided by every pip_i, so its prime factors are not in the list — contradiction.

Key termsproof by contradictionlowest terms
Common mistake

Claiming 'NN is prime' in Euclid's proof. NN need not be prime; it only has a prime factor not in the list.

Common mistake

Forgetting to state 'in lowest terms' at the start — the contradiction depends on it.

Section 4

Disproof by counterexample

A universal claim ('for all nn…') is shown false by one counterexample. For n2+41n+41n^{2} + 41n + 41: when n=41n = 41, 412+412+41=41(83)41^{2} + 41^{2} + 41 = 41(83), which is not prime.

Stating the counterexample alone is not enough: you must show why it breaks the claim, e.g. by exhibiting the factorisation, or evaluating both sides of an inequality.

No number of examples that work ever proves a universal claim: n2+n+41n^{2} + n + 41 is prime for n=1,2,…,39n = 1, 2, \ldots, 39, yet fails at n=40n = 40.

Key termscounterexample
Exam tip

Watch non-strict inequalities: x=0x = 0 satisfies x2≥xx^{2} \ge x, so it is not a counterexample.

Must know

  • Induction: basis, assumption, inductive step, full conclusion.
  • Contexts: sums, divisibility, derivatives, De Moivre.
  • Contradiction: assume the opposite, reach an impossibility (lowest terms, Euclid's NN).
  • Counterexample: one case disproves a 'for all' claim, but you must explain why it fails.

That's the notes covered.

Carry on to the next subtopic.